Cloud-based and mobile business applications have become increasingly popular, raising concerns about preserving channel-based data. These concerns are especially relevant when mobile business apps are used on personal devices, as it increases security risks and could result in hefty fines, particularly if you work in a regulated industry. This podcast discusses the implications of off-channel communications (OCC) and the need for a comprehensive platform to protect your business from fines and litigation.

Resources referenced:

Optimize Surveillance using Machine Learning

Observations from the Annual FINRA Conference 2023: A Quick Take