Solicitors Jessica Bauers and Alanah McAliece to explain the vital role of Responsible Managers (RMs) for an Australian Financial Services Licence (AFSL). The discussion covers what an RM is, how ASIC assesses their qualifications and experience (including the 'responsible manager matrix' and RG 105), the difference in the appointment process when applying for a new license versus replacing an existing RM, their core day-to-day responsibilities, and the accountability RMs face from ASIC if they fail to actively perform their duties.

<p>Solicitors Jessica Bauers and Alanah McAliece to explain the vital role of Responsible Managers (RMs) for an Australian Financial Services Licence (AFSL). The discussion covers what an RM is, how ASIC assesses their qualifications and experience (including the 'responsible manager matrix' and RG 105), the difference in the appointment process when applying for a new license versus replacing an existing RM, their core day-to-day responsibilities, and the accountability RMs face from ASIC if they fail to actively perform their duties.</p>

A legal podcast where Principal of CNM Legal Chris Mee joins us to talk about news affecting the Australian financial services industry. Chris will bring his 20-plus years of expertise as a financial services lawyer, breaking down all the relevant court cases, ASIC decisions, and other interesting things across the sector as they arise.

<p>A legal podcast where Principal of CNM Legal Chris Mee joins us to talk about news affecting the Australian financial services industry. Chris will bring his 20-plus years of expertise as a financial services lawyer, breaking down all the relevant court cases, ASIC decisions, and other interesting things across the sector as they arise.</p>