A Closer LookA Closer Look

We’re Raising the Standard of Conduct for Broker-Dealers

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Chairman Jay Clayton began his career as a clerk for the Honorable Marvin Katz of the U.S. District Court for the Eastern District of Pennsylvania. He then joined the Wall Street law firm of Sullivan & Cromwell where he advised market participants on capital raising and regulatory enforcement, until 2017, when he was nominated to chair the U.S. Securities and Exchange Commission. 

Host: Arthur Levitt

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A Closer Look

Arthur Levitt, a former chairman of the U.S. Securities and Exchange Commission, and a member of the 
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